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Authorized advisor in the ATS

As an Authorized Advisor for both NewConnect and Catalyst, PKF Consult realizes a comprehensive package of services providing support in the process of raising capital and fulfilling the formal ATS requirements.

ATS is the sign of an alternative trading system on the Warsaw Stock Exchange, realized on NewConnect markets (equities) and Catalyst (bonds). The role of an Authorized Adviser in the ATS in the field of debt securities (Catalyst) is in particular:

  • authorization of the Information Document,
  • examine whether the conditions for the introduction of bonds to trading in the ATS have been fulfilled.

The role of the Authorized Adviser in the ATS in terms of shares (NewConnect), is in particular:

  • authorization of the Information Document,
  • examine whether the conditions for the introduction of shares to trading in the ATS have been fulfilled,
  • interaction with the issuer in complying with reporting obligations and monitoring the accuracy of the fulfillment of these obligations by the issuer,
  • current advisory to the issuer in relation to the operation of its shares in the ATS.

The actions undertaken by PKF

As an Authorized Adviser we provide a comprehensive package of services to deliver support in the process of raising capital and fulfilling all the formal requirements for issuers, especially in terms of:

  • transformation of the legal form of the Company,
  • valuation and due diligence of the Company in connection with the application of good practices by the Authorized Adviser of NewConnect,
  • training on information obligations of a public company (and the company whose bonds are traded in the ATS),
  • conducting a private placement on the company’s shares by the Issuer,
  • preparing the necessary documents, including: offering document and information document, applications to the National Securities Deposit and WSE, instructions for completing the reporting obligations by the Issuer and drafts of relevant resolutions of the authorized bodies of the Issuer,
  • selection of the issue agent and market maker,
  • fulfillment of the information duties after the start of trading financial instruments in the ATS (mainly on NewConnect).

Through the high quality of our services of an Authorized Adviser of ATS we provide our clients not only with the possibility of creating the image of a reliable and safe investment, but above all, we build confidence among investors and what goes with it, the safety of trading in financial instruments.

W razie jakichkolwiek pytań lub wątpliwości - skontaktuj się z nami. Odpiszemy lub oddzwonimy po zapoznaniu się z treścią formularza.

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